SECTag: SEC

The SEC’s Nov. 9 roundtable will examine machine-readable market data, advanced AI use, related risks and possible regulatory support.

Sharron Kendi · Nov 1, 22:30

The SEC narrowed Treasury clearing rules for specified inter-affiliate and non-U.S. repo transactions before key compliance deadlines.

Elsy kanana · Oct 31, 18:00

An SEC advisory panel will examine IPO modernization and possible Regulation Crowdfunding changes at its October 27 public meeting.

Sharron Kendi · Oct 27, 13:00

The SEC's fiscal 2027 examination priorities target AI use, tokenization, private credit, cybersecurity and complex investment products.

Sharron Kendi · Oct 25, 02:30

The SEC’s fiscal 2027 examination priorities elevate cybersecurity, advanced technology, tokenization, private credit and complex retail products.

Elsy kanana · Oct 23, 23:30

SEC staff guidance clarifies notice timing, issuer objections and disclosure duties for venues using the tokenized-stock innovation exemption.

Sharron Kendi · Oct 22, 22:00

The SEC and France’s AMF signed a supervisory agreement that lets the SEC resume processing applications from French asset managers.

Sharron Kendi · Oct 22, 00:00

SEC comments close October 20 on proposed crypto offering exemptions, tailored disclosures and a conditional investment-contract safe harbor.

Elsy kanana · Oct 20, 20:00

U.S. and Japanese regulators discussed public and private markets, asset management and innovation at an October 19 dialogue.

Sharron Kendi · Oct 20, 18:30

The SEC’s November 9 roundtable will examine machine-understandable financial data, market uses, implementation costs and AI-era risks.

Elsy kanana · Oct 20, 11:30