Markets
SEC Outlines Three-Part Plan for Retail Access to Private Markets
SEC investment-management director Brian Daly outlined access, transparency and incentives for expanding retail exposure to private-market strategies.
SECTag: SEC
Latest
Cboe EDGX Overnight Trading Rules Restrict Unpriced Orders
Cboe EDGX clarified that unpriced orders cannot execute outside regular hours as the exchange prepares its 23-hour trading framework.
Markets
SEC Delays NYSE Texas Issuer Services Decision to Nov. 30
The SEC extended its review of NYSE Texas complimentary issuer services, setting a new decision deadline of November 30, 2026.
Markets
Cboe Reworks Binary Options Fees With Price-Based Formula
Cboe replaced seven premium bands for XSPBX binary options with a continuous price-based transaction-fee formula.
Crypto
SEC Extends Tai Mo Shan Investor Distribution Review to 2027
The SEC extended its deadline to approve or reject the Tai Mo Shan distribution plan until October 19, 2027 after receiving eight comments.
Markets
SEC Committee to Review IPO and Crowdfunding Rule Changes
An SEC advisory committee will review IPO modernization and Regulation Crowdfunding changes at an October 27 public meeting.
Markets
Cboe Binary KPI Options Win SEC Approval
The SEC approved Cboe rules for cash-settled binary options tied to reported company KPIs, creating a narrow new exchange-listed product.
Latest
SEC Cross-Trading Rule Proposal Targets Fund Costs
The SEC proposed restoring most fixed-income cross trades for registered funds while adding pricing, oversight and reporting safeguards.
Regulation
SEC Tokenized Stock Rules: What 24/7 Trading Allows
SEC tokenized stock rules allow limited 24/7 onchain share trading under strict rights, volume, disclosure and issuer-notice safeguards.
Crypto
Canary PEPE ETF Filing Adds Cboe Listing, BitGo Custody Details
The Canary PEPE ETF filing named Cboe BZX as its planned venue and BitGo as custodian, but the SEC filing remains preliminary.