Markets
Basel Committee Tightens G-SIB Rules to Curb Window Dressing
Basel Committee amendments require global banks to average G-SIB indicators across the year, limiting balance-sheet window dressing.
Regulation
Markets
CFTC AgCon 2026 Puts AI and Clearing on Farm-Market Agenda
CFTC AgCon 2026 runs October 22–23, bringing AI, clearing access, contract convergence and the farm economy into one policy forum.
AI
China Proposes Export Controls on 23 Critical AI Technologies
China proposed controls covering 23 AI technologies and began temporary pre-export registration while accepting public comments through November 15.
Markets
SEC Outlines Three-Part Plan for Retail Access to Private Markets
SEC investment-management director Brian Daly outlined access, transparency and incentives for expanding retail exposure to private-market strategies.
News
FTC Sues REPS Over 18.5 Million-Ticket Resale Operation
The FTC alleges ticket broker REPS amassed more than 18.5 million tickets and generated at least $120.8 million in resale profit.
Latest
Cboe EDGX Overnight Trading Rules Restrict Unpriced Orders
Cboe EDGX clarified that unpriced orders cannot execute outside regular hours as the exchange prepares its 23-hour trading framework.
Markets
Small Business Bank Enforcement Actions End After Fed Review
The Federal Reserve terminated three Small Business Bank actions involving operations, AML compliance and prompt corrective measures.
Markets
SEC Fund Cross Trading Proposal Restores Bond Eligibility
The SEC proposes restoring most fixed-income cross trades while adding pricing safeguards, board oversight and expanded fund reporting.
Markets
SEC Sets Oct. 27 Review of IPO Rules and Crowdfunding
The SEC’s Oct. 27 advisory meeting will examine IPO modernization, analyst coverage and possible changes to Regulation Crowdfunding.
Markets
CME Clearing Default Rules Add Liquidation Agent Steps
CME Securities Clearing proposed adding liquidation agents, execution brokers and clearer procedures for handling participant defaults.