Regulation

CME Securities Clearing proposed adding liquidation agents, execution brokers and clearer procedures for handling participant defaults.

Sharron Kendi · Oct 17, 05:00

The SEC extended its review of NYSE Texas complimentary issuer services, setting a new decision deadline of November 30, 2026.

Sharron Kendi · Oct 17, 01:00

Cboe replaced seven premium bands for XSPBX binary options with a continuous price-based transaction-fee formula.

Sharron Kendi · Oct 17, 00:00

The SEC extended its deadline to approve or reject the Tai Mo Shan distribution plan until October 19, 2027 after receiving eight comments.

Elsy kanana · Oct 16, 20:30

SEC staff clarified how reporting companies and acquirers may handle preexisting employee stock awards under Form S-8 and Rule 701.

Sharron Kendi · Oct 16, 09:00

Bank of England proposals would let UK clearing houses accept uncollateralized letters of credit under tighter concentration limits.

Sharron Kendi · Oct 16, 02:00

An SEC advisory committee will review IPO modernization and Regulation Crowdfunding changes at an October 27 public meeting.

Elsy kanana · Oct 15, 14:00

ECB supervisor Frank Elderson says banks need broader climate scenarios, expert judgment and resilience against risks models cannot measure.

Elsy kanana · Oct 15, 06:00

The Federal Reserve raised the asset threshold for eligible banks to use an 18-month examination cycle from $3 billion to $6 billion.

Sharron Kendi · Oct 15, 05:30

Qivalis has won Dutch electronic-money authorization for its planned euro stablecoin, moving the 37-bank project closer to issuance under MiCA.

Sharron Kendi · Oct 15, 03:30